Name: Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edi (en Inglés)
Price: 36.75 USD
Availability: InStock
Author: The Law Library
ISBN: 9781721012268

portada Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edi (en Inglés)

Formato

Libro Físico

Autor

The Law Library

Editorial

Createspace Independent Publishing Platform

Idioma

Inglés

N° páginas

Encuadernación

Tapa Blanda

Dimensiones

25.4 x 17.8 x 0.5 cm

Peso

0.18 kg.

ISBN13

9781721012268

Categorías

Teoría del derecho

Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edi (en Inglés)

The Law Library (Autor) · Createspace Independent Publishing Platform · Tapa Blanda

Libro Físico

$ 36.75

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Reseña del libro "Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edi (en Inglés)"

Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission is adopting amendments to its existing part 4 regulations and promulgating one new regulation regarding Commodity Pool Operators and Commodity Trading Advisors. The Commission is also adopting new data collections for CPOs and CTAs that are consistent with a data collection required under the Dodd-Frank Act for entities registered with both the Commission and the Securities and Exchange Commission. The adopted amendments rescind the exemption from registration; rescind relief from the certification requirement for annual reports provided to operators of certain pools offered only to qualified eligible persons (QEPs; modify the criteria for claiming relief); and require the annual filing of notices claiming exemptive relief under several sections of the Commission's regulations. Finally, the adopted amendments include new risk disclosure requirements for CPOs and CTAs regarding swap transactions. This book contains: - The complete text of the Commodity Pool Operators and Commodity Trading Advisors - Compliance Obligations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section